Workflow 01 — Decision Governance
Regulatory compliance.
Owned, time-bound resolution of every compliance exception, finding, and regulatory obligation.
What goes wrong without it
MRAs hard to reconstruct
When the examiner returns, prior remediation work is scattered across people and drives.
Findings live in email
Without a single register, owners and deadlines are easy to lose track of.
Rule changes get late
New obligations often surface only when something downstream breaks.
The shared decision anatomy
Every workflow follows the same five steps. Here’s how regulatory compliance uses them, with the artifact captured at each step.
What you’ll see
A live view of every item, its owner, its deadline, and the evidence behind its current status.
Open
14
Past due
3
Closed YTD
22
Avg. cycle
38d
| ID | Finding | Owner | Due | Status |
|---|---|---|---|---|
| MRA-204 | BSA training gaps, branch network | D. Patel | Apr 30 | Past due |
| MRA-198 | Reg E dispute timing controls | M. Cho | Jun 15 | In progress |
| OBL-061 | CFPB 1071 small-biz reporting | R. Hayes | Jul 01 | Planned |
| MRA-191 | UDAAP complaint response SLA | D. Patel | May 22 | Closed |
Evidence captured
Built for the Chief Compliance Officer
Replaces the spreadsheet, email thread, and shared drive that most institutions still use to track findings. Gives the CCO one register, one owner per item, and a defensible record per close.
Apex linkage
Strategic & Board Decisions inherit operational evidence from this workflow. Decisions made here flow upward to the apex layer automatically — a board-level capital, risk-appetite, or strategic-plan decision ties back to the operational record beneath it.
How to start
Per-workflow subscription is the entry point. Subscribe to the regulatory compliance workflow at listed price and onboard in days, not weeks. For multi-workflow scope or apex linkage, talk to us about the Risk Bundle or Enterprise tier.